Edition 4 Markets Regulation Client Newsletter - April 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of

Source URL: cib.rbs.com

• Economy
• Finance
• Money
• Systemic risk
• Financial markets
• Royal Bank of Scotland Group
• Financial regulation
• Corporate law
• European Market Infrastructure Regulation
• Over-the-counter
• Derivative
• RBS Securities

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

Source URL: nasaa.cdn.s3.amazonaws.com

• United States securities law
• Self-regulatory organizations
• Financial regulation
• Financial Industry Regulatory Authority
• North American Securities Administrators Association
• Law
• Business
• Economy

Ms. Marlies de Ruiter Head, Tax Treaties, Transfer Pricing and Financial Transactions Division Centre for Tax Policy and Administration OECD 2, rue André PascalParis Cedex 16

Source URL: www.swissbanking.org

• International taxation
• Tax avoidance
• Competition
• Pricing
• International law
• Permanent establishment
• Base erosion and profit shifting
• Transfer pricing
• UBS
• American Bankers Association
• Organisation for Economic Co-operation and Development
• Banking in Switzerland

Mathalicious  Terms  and  Conditions   updated  February  7th,  2014   Scope  of  Terms.  Below  are  the  Terms  of  Use  for  the  Mathalicious  Platform  

Source URL: assets1.mathalicious.com

• Economy
• Money
• Financial services
• E-commerce
• Payment systems
• Contract law
• Electronic funds transfer
• PayPal
• Indemnity
• Cheque
• Credit agreements in South Africa
• Credit card interest

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

Source URL: nasaa.cdn.s3.amazonaws.com

• Economy
• Finance
• Money
• United States securities law
• 76th United States Congress
• Investment Advisers Act
• Registered Investment Adviser
• U.S. Securities and Exchange Commission
• Financial adviser
• North American Securities Administrators Association
• Brian Hamburger

Federation of European National Collection Associations Newsletter FENCA °41 October 2008 Federation of European National Collection Associations FENCA email: Federation of European National Collection

Source URL: fenca.eu

• Economy
• Financial services
• Debt collection
• Consumer protection
• Consumer protection law
• Collection agency
• European corporate law
• European Union directives
• European Union law

SAMPLE FORM: Australian Company which is a Passive Non-Financial Foreign Entity in accordance with the Intergovernmental Agreement between Australia and the U.S. Entity self-certification Please Note

Source URL: investments-au.ubs.com

• International taxation
• Economy
• Finance
• Money
• Foreign Account Tax Compliance Act
• Tax treaty
• Business
• United States corporate law
• Investment fund
• Tax

Statement of Financial Condition

Source URL: primebroker.com

• U.S. Securities and Exchange Commission
• United States securities law
• Financial markets
• 73rd United States Congress
• Broker-dealer
• Fixed income market
• Securities Exchange Act
• Margin
• Net capital rule
• Securities Act

Finance and Law faculty BA (Hons) Accounting and Financial Management (Top-Up) Distance Learning

Source URL: www.ptceducation.com

Améliorer la conformité aux normes de LBC/FT dans le monde : un processus permanentoctobre 2012

Source URL: www.fiumalta.org

• Financial crimes
• Economy
• Law
• Financial regulation
• Tax evasion
• Money laundering
• Organisation for Economic Co-operation and Development
• Financial Action Task Force on Money Laundering
• Terrorism financing
• FATF blacklist
• Asia/Pacific Group on Money Laundering